Chicago Plan Commission - PDFSEARCH.IO - Document Search Engine

Chicago Plan Commission
Results: 140

#	Item
71	NMS: Joint Industry Plan: Joint Industry Plan; Notice of Filing of Joint Amendment No. 16 to the Intermarket Option Linkage Plan Relating to the Definition of Firm Customer Quote Size and Restrictions on Sending Certain Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-14 10:32:25 73rd United States Congress Options Price Reporting Authority Financial economics Securities Exchange Act Chicago Board Options Exchange U.S. Securities and Exchange Commission International Securities Exchange Economy of the United States Financial system Financial markets United States Securities and Exchange Commission United States securities law
72	Notice of Filing and Immediate Effectiveness of Amendment Nos. 15 and 16 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of ...; Rel. No[removed], File No. S7-24- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-24 15:56:35 Financial economics 73rd United States Congress United States Securities and Exchange Commission Investment Securities Exchange Act NASDAQ Financial Industry Regulatory Authority Chicago Stock Exchange Security Self-regulatory organizations United States securities law Economy of the United States
73	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-14 11:02:05 Financial economics Financial system Finance Options Price Reporting Authority National market system plan Consolidated Tape Association Chicago Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Financial markets Self-regulatory organizations United States securities law
74	Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-27 12:08:28 Financial system Financial regulation Self-regulatory organizations Economy of the United States United States securities law Chicago Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission National market system plan Financial markets Financial economics Investment
75	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]March 22, 2013 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 27 to the Joint Self-Regulatory Organization Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-25 11:18:54 Financial economics Investment 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Stock market NASDAQ Chicago Stock Exchange Financial Industry Regulatory Authority United States securities law Self-regulatory organizations Economy of the United States
76	Solicitation of Comments and Order Granting Summary Effectiveness to Request to Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitte Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 15:13:19 United States Securities and Exchange Commission Financial economics Financial markets 73rd United States Congress Financial regulation Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Chicago Stock Exchange United States securities law Self-regulatory organizations Economy of the United States
77	Order Granting Approval of Category 1 Changes from Amendment No. 13 of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis...; Rel No[removed], File No. S7-24-89 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-10 16:48:26 Financial economics Investment 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Chicago Stock Exchange NASDAQ Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Self-regulatory organizations United States securities law Economy of the United States
78	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]July 19, 2013 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Nineteenth Charges Amendment to the S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-21 10:43:05 United States securities law Financial system Finance National market system plan Consolidated Tape Association Securities Exchange Act Financial Industry Regulatory Authority Chicago Stock Exchange U.S. Securities and Exchange Commission Financial markets Self-regulatory organizations Financial economics
79	Microsoft Word - CTA 13th Charges Notice.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-16 09:08:49 United States securities law Financial system Finance National market system plan United States Securities and Exchange Commission Consolidated Tape Association Securities Exchange Act U.S. Securities and Exchange Commission Chicago Stock Exchange Financial markets Self-regulatory organizations Financial economics
80	Notice of Filing and Order Granting Temporary Effectiveness of Amendment to Plan Establishing Procedures under Rule 11Ac1-5; Rel. No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-19 17:54:24 Chicago Board Options Exchange Securities Exchange Act Financial regulation Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Chicago Stock Exchange United States securities law Self-regulatory organizations Economy of the United States

UPDATE